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Angelina Marie Cummins

First Trust Advisors LP

Raleigh, NC

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-10-08
  • IL RA
    APPROVED
    Since 2019-10-08

Branch Locations

Raleigh, NC • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 10/2016 12/2016
Josie's Restaurant Boynton Beach FL 07/2016 10/2016
Holiday Adjusters Group Boca Raton FL 05/2016 10/2016
Jp Morgan Securities, Llc Chicago IL 12/2016 04/2018
Morgan Stanley Oak Brook IL 04/2018 09/2019
Morgan Stanley Private Bank, N.A. New York NY 06/2018 09/2019
First Trust Portfolios L.P. Wheaton IL 09/2019 Present
First Trust Advisors L.P. Wheaton IL 09/2019 Present
  • 10/2016 → 12/2016
    Ubs Financial Services Inc.
    Palm Beach, FL
  • 07/2016 → 10/2016
    Josie's Restaurant
    Boynton Beach, FL
  • 05/2016 → 10/2016
    Holiday Adjusters Group
    Boca Raton, FL
  • 12/2016 → 04/2018
    Jp Morgan Securities, Llc
    Chicago, IL
  • 04/2018 → 09/2019
    Morgan Stanley
    Oak Brook, IL
  • 06/2018 → 09/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2019 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 09/2019 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-06
S63 Uniform Securities Agent State Law Examination 2015-10-03
  • S66 Uniform Combined State Law Examination
    2017-09-06
  • S63 Uniform Securities Agent State Law Examination
    2015-10-03
Other Names
  • Angelina Defarlo
  • Angelina Marie Defarlo
  • Angelina Cummins
  • Angelina M. Cummins

View on SEC IAPD

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