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Brian Thomas Richter

Edward Jones

Port Royal, SC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-13
SC RA APPROVED 2020-09-11
GA RA APPROVED 2018-10-15
  • TX RA
    APPROVED_RES
    Since 2020-10-13
  • SC RA
    APPROVED
    Since 2020-09-11
  • GA RA
    APPROVED
    Since 2018-10-15

Branch Locations

1702 Ribaut Rd, Port Royal, SC 29935 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pse&G Newark NJ 11/2003 07/2018
Edward Jones St Louis MO 08/2018 Present
  • 11/2003 → 07/2018
    Pse&G
    Newark, NJ
  • 08/2018 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-11
S63 Uniform Securities Agent State Law Examination 2015-03-21
  • S66 Uniform Combined State Law Examination
    2018-10-11
  • S63 Uniform Securities Agent State Law Examination
    2015-03-21
Designations
Other Names
  • Brian T Richter

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
INDIVISIBLE PARTNERS
RAYMOND JAMES & ASSOCIATES, INC.
APRICUS WEALTH LLC
VERITY INVESTMENT PARTNERS

Other Investors

Robyn S Clevinger
JOSHUA MCKNIGHT GLENN
AMY JEAN BOWMAN
Sandra Mae Shults
OWEN KENNETH HAND
HERBERT R TANNER
Gregory W Dyson
PATRICK N CUNNINGHAM

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Beaufort, SC
EDWARD JONES · BEAUFORT, SC
OSAIC WEALTH, INC. · LADY'S ISLAND, SC
OSAIC WEALTH, INC. · BEAUFORT, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEAUFORT, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEAUFORT, SC
WELLS FARGO CLEARING SERVICES, LLC · BEAUFORT, SC
INDIVISIBLE PARTNERS · Beaufort, SC

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