Daniel Tobik

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 10/2020
  Wells Fargo Clearing Services Llc
  St Louis, MO
• 09/2016 → 10/2016
  On The Level Landscaping
  Fenton, MO
• 09/2016 → 02/2017
  Kforce Agency
  St Louis, MO
• 02/2021 → 10/2023
  Northwestern Mutual Investment Services, Llc
  Saint Louis, MO
• 06/2021 → 10/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2020 → 10/2023
  William Jacob Cohn
  St. Louis, MO
• 11/2023 → Present
  Mml Investors Services
  St. Louis, MO
• 01/2024 → Present
  Massmutual Life Insurance Co.
  St. Louis, MO

Previous Registrations

• 2021-03-03 → 2023-10-31
  Northwestern Mutual Investment Services, Llc
  Saint Louis, MO
• 2017-06-03 → 2020-10-30
  Wells Fargo Clearing Services, Llc
  St. Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-06-02

Other Names

• Dan Tobik
• Daniel Harrison Tobik