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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-24
  • NC RA
    APPROVED
    Since 2026-06-24

Branch Locations

Wendell, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Vienna VA 06/2016 02/2018
Td Ameritrade, Inc. Vienna VA 02/2018 01/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2019
Tiaa Bethesda MD 01/2019 06/2020
Tiaa-Cref Individual & Institutional Services, Llc Bethesda MD 01/2019 06/2020
Scottrade Investment Management Saint Louis MO 06/2016 02/2018
Fidelity Investments Washington DC 07/2020 11/2022
Empower Financial Services, Inc Alexandria VA 12/2022 Present
  • 06/2016 → 02/2018
    Scottrade
    Vienna, VA
  • 02/2018 → 01/2019
    Td Ameritrade, Inc.
    Vienna, VA
  • 02/2018 → 01/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2019 → 06/2020
    Tiaa
    Bethesda, MD
  • 01/2019 → 06/2020
    Bethesda, MD
  • 06/2016 → 02/2018
    Scottrade Investment Management
    Saint Louis, MO
  • 07/2020 → 11/2022
    Fidelity Investments
    Washington, DC
  • 12/2022 → Present
    Empower Financial Services, Inc
    Alexandria, VA
Previous Registrations
  • 2020-09-10 → 2022-12-06
    Fidelity Personal And Workplace Advisors
    Washington, DC
  • 2019-02-12 → 2020-07-01
    Bethesda, MD
  • 2018-04-16 → 2019-01-23
    Td Ameritrade, Inc.
    Vienna, VA
  • 2018-02-26 → 2019-01-23
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2016-10-28 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-28
  • S66 Uniform Combined State Law Examination
    2016-10-28
Other Names
  • Thomas John White
  • Thomas White

View on SEC IAPD

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