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Jonathan Adam Huggins

Robert W. Baird & Co. Incorporated

Charlotte, NC

Charlotte, NC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-16
  • NC RA
    APPROVED
    Since 2022-11-16

Branch Locations

4350 Congress St Suite 400, Charlotte, NC 28209 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2021 05/2022
Tiaa Charlotte NC 07/2021 05/2022
State Employees' Credit Union Indian Trail NC 08/2017 07/2021
Unemployed Mint Hill NC 03/2017 07/2017
Reliance First Capital Charlotte NC 03/2015 03/2017
Robert W. Baird & Co. Incorporated Charlotte NC 05/2022 Present
  • 07/2021 → 05/2022
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 07/2021 → 05/2022
    Tiaa
    Charlotte, NC
  • 08/2017 → 07/2021
    State Employees' Credit Union
    Indian Trail, NC
  • 03/2017 → 07/2017
    Unemployed
    Mint Hill, NC
  • 03/2015 → 03/2017
    Reliance First Capital
    Charlotte, NC
  • 05/2022 → Present
    Robert W. Baird & Co. Incorporated
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-15
S63 Uniform Securities Agent State Law Examination 2021-09-17
  • S65 Uniform Investment Adviser Law Examination
    2022-11-15
  • S63 Uniform Securities Agent State Law Examination
    2021-09-17
Other Names
  • Jonathan Adam Huggins
  • Jonathan Huggins
  • Adam Huggins
  • Jonathan A Huggins

View on SEC IAPD

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