Best Investors Account Sign in
Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-12-02
  • MA RA
    APPROVED
    Since 2022-12-02

Branch Locations

115 Adams Street, Abington, MA 02351 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
South Shore Bank Quincy MA 11/2010 12/2017
Infinex Investments, Inc. Quincy MA 11/2010 12/2017
Lincoln Financial Advisors Corporation Rockland MA 12/2017 03/2022
Securities America, Inc Rockland MA 03/2022 Present
Securities America Advisors Rockland MA 03/2022 06/2022
Kovack Securities, Inc. Fort Lauderdale FL 07/2022 Present
Kovack Advisors, Inc. Fort Lauderdale FL 07/2022 Present
  • 11/2010 → 12/2017
    South Shore Bank
    Quincy, MA
  • 11/2010 → 12/2017
    Infinex Investments, Inc.
    Quincy, MA
  • 12/2017 → 03/2022
    Lincoln Financial Advisors Corporation
    Rockland, MA
  • 03/2022 → Present
    Securities America, Inc
    Rockland, MA
  • 03/2022 → 06/2022
    Securities America Advisors
    Rockland, MA
  • 07/2022 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 07/2022 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2022-03-08 → 2022-06-16
    Securities America Advisors, Inc.
    Rockland, MA
  • 2018-01-23 → 2022-03-08
    Osaic Fa, Inc.
    Rockland, MA
    Rockland, MA
    Boston, MA
  • 2010-11-18 → 2017-12-19
    Hingham, MA
    Quincy, MA
    Meriden, CT
    Weymouth, MA
    Weymouth, MA
  • 2008-11-13 → 2010-11-17
    Investment Professionals, Inc.
    Middleboro, MA
    Sharon, MA
    San Antonio, TX
Other Businesses

1) DBA - ROCKHAM FINANCIAL PARTNERS - 115 ADAMS STREET, ABINGTON, MA 02351; INVESTMENT RELATED; BROKERAGE, ADVISORY AND INSURANCE; MANAGING PARTNER; 90% OF TIME SPENT. 2) BURKE FAMILY TRUST/ESTATE - 110 BATES WAY, HANOVER, MA 02339; NON-INVESTMENT RELATED; TRUSTEE OF FAMILY TRUST AND PERSONAL REP FOR PARENTS ESTATE; TRUSTEE; 1% OF TIME SPENT. 3) NOTARY - 110 BATES WAY, HANOVER, MA 02339; NON-INVESTMENT RELATED; NOTARIZE DOCUMENTS; NOTARY; 1% OF TIME SPENT. 4) HANOVER MA CHAMBER OF COMMERCE; 550 HANOVER STREET, HANOVER, MA 02339; CIVIC COMMITTEE WORK; BOARD MEMBER; 1% OF TIME SPENT. 5) BFHUA - 110 BATES WAY, HANOVER, MA 02339; NON-INVESTMENT RELATED; HIGH SCHOOL HOCKEY OFFICIAL; UMPIRE; 1% OF TIME SPENT. 6) SUMMER RENTAL PROPERTY - 37 RENAS WAY, DENNIS, MA 02638; NON-INVESTMENT RELATED; PROPERTY MANAGEMNT; LANDLORD; 2% OF TIME SPENT. 7) SONNENRAIN MARKETING PARTNERS - 110 BATES WAY, HANOVER, MA 02339; NON-INVESTMENT RELATED; MARKETING CONSULTANT; CONSULTANT; 2% OF TIME SPENT. 8) FIXED INSURANCE SALES - 115 ADAMS STREET, ABINGTON, MA 02351; INVESTMENT RELATED; FIXED INSURANCE PRODUCTS; MANAGING PARTNER; 10 HOURS/MONTH OF TIME SPENT; 10 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS. 9) TAX RETURN PREPARATION - 115 ADAMS STREET, ABINGTON, MA 02351; NON-INVESMENT RELATED; TAX PREPARATION FOR INDIVIDUALS; TAX PREPARER; STATE DATE 3.1.2024; 20 HOURS/MONTH OF TIME SPENT ; LESS THAN 1% OF TIME SPENT DURING SECURITIES HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-09
S63 Uniform Securities Agent State Law Examination 2006-06-15
  • S65 Uniform Investment Adviser Law Examination
    2008-12-09
  • S63 Uniform Securities Agent State Law Examination
    2006-06-15
Other Names
  • Tom Burke
  • Thomas Burke
  • Thomas Michael Burke
  • Thomas Michael Burke

View on SEC IAPD

More in Abington, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor