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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-12-02 |
Branch Locations
115 Adams Street, Abington, MA 02351 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Shore Bank | Quincy | MA | 11/2010 | 12/2017 |
| Infinex Investments, Inc. | Quincy | MA | 11/2010 | 12/2017 |
| Lincoln Financial Advisors Corporation | Rockland | MA | 12/2017 | 03/2022 |
| Securities America, Inc | Rockland | MA | 03/2022 | Present |
| Securities America Advisors | Rockland | MA | 03/2022 | 06/2022 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 07/2022 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 07/2022 | Present |
1) DBA - ROCKHAM FINANCIAL PARTNERS - 115 ADAMS STREET, ABINGTON, MA 02351; INVESTMENT RELATED; BROKERAGE, ADVISORY AND INSURANCE; MANAGING PARTNER; 90% OF TIME SPENT. 2) BURKE FAMILY TRUST/ESTATE - 110 BATES WAY, HANOVER, MA 02339; NON-INVESTMENT RELATED; TRUSTEE OF FAMILY TRUST AND PERSONAL REP FOR PARENTS ESTATE; TRUSTEE; 1% OF TIME SPENT. 3) NOTARY - 110 BATES WAY, HANOVER, MA 02339; NON-INVESTMENT RELATED; NOTARIZE DOCUMENTS; NOTARY; 1% OF TIME SPENT. 4) HANOVER MA CHAMBER OF COMMERCE; 550 HANOVER STREET, HANOVER, MA 02339; CIVIC COMMITTEE WORK; BOARD MEMBER; 1% OF TIME SPENT. 5) BFHUA - 110 BATES WAY, HANOVER, MA 02339; NON-INVESTMENT RELATED; HIGH SCHOOL HOCKEY OFFICIAL; UMPIRE; 1% OF TIME SPENT. 6) SUMMER RENTAL PROPERTY - 37 RENAS WAY, DENNIS, MA 02638; NON-INVESTMENT RELATED; PROPERTY MANAGEMNT; LANDLORD; 2% OF TIME SPENT. 7) SONNENRAIN MARKETING PARTNERS - 110 BATES WAY, HANOVER, MA 02339; NON-INVESTMENT RELATED; MARKETING CONSULTANT; CONSULTANT; 2% OF TIME SPENT. 8) FIXED INSURANCE SALES - 115 ADAMS STREET, ABINGTON, MA 02351; INVESTMENT RELATED; FIXED INSURANCE PRODUCTS; MANAGING PARTNER; 10 HOURS/MONTH OF TIME SPENT; 10 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS. 9) TAX RETURN PREPARATION - 115 ADAMS STREET, ABINGTON, MA 02351; NON-INVESMENT RELATED; TAX PREPARATION FOR INDIVIDUALS; TAX PREPARER; STATE DATE 3.1.2024; 20 HOURS/MONTH OF TIME SPENT ; LESS THAN 1% OF TIME SPENT DURING SECURITIES HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-15 |
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