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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| CA | RA | APPROVED | 2019-08-02 |
Branch Locations
15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Chatsworth | CA | 11/2015 | 07/2017 |
| Kinecta Financial And Insurance Services | Westlake | CA | 07/2017 | 07/2019 |
| Lpl Financial Llc | Westlake | CA | 07/2017 | 07/2019 |
| Morgan Stanley | Sherman Oaks | CA | 07/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2019 | Present |
*377559 - Warren Friedland- Sole Proprietor; Investment related No; Fitness; Fitness Instructor/Educator (proprietor, partner, officer, director, employee, trustee, agent); Mar 1997; After business hours: 3
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-06 |
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