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Lei Jiao

Ip Financial Advisory Services LLC

Redmond, WA

Charlotte, NC

CRD 6407162

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Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-12-03
NC RA APPROVED 2022-03-21
  • WA RA
    APPROVED
    Since 2025-12-03
  • NC RA
    APPROVED
    Since 2022-03-21

Branch Locations

Redmond, WA • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Innovation Partners Llc Matthews NC 10/2014 09/2020
Innovation Partners Llc Charlotte NC 03/2022 03/2022
Ip Financial Advisory Services Llc Charlotte NC 03/2022 Present
Self-Employed Charlotte NC 09/2020 03/2022
Innovation Partners Llc Charlotte NC 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-22
  • S65 Uniform Investment Adviser Law Examination
    2015-06-22

View on SEC IAPD

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