Joshua David Patterson

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-01-02
NC	RA	APPROVED	2009-05-29

TX RA
APPROVED_RES

Since 2018-01-02
NC RA
APPROVED

Since 2009-05-29

Branch Locations

4521 Sharon Rd Ste 300, Charlotte, NC 28211 • United States

13830 Ballantyne Corporate Pl Ste 200, Charlotte, NC 28277 • United States

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Charlotte	NC	04/2009	03/2020
Ameriprise Financial Services, Llc	Charlotte	NC	03/2020	Present

04/2009 → 03/2020

Ameriprise Financial Services, Inc.

Charlotte, NC
03/2020 → Present

Ameriprise Financial Services, Llc

Charlotte, NC

Previous Registrations

2006-10-31 → 2008-10-22

Ameriprise Financial Services, Llc

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-07

S66 Uniform Combined State Law Examination

2006-08-07

Other Names

Joshua David Patterson
Joshua D Patterson

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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