Best Investors Account Sign in

Luke Nathaniel Quimby

Sei Investments Management Corp

Oaks, PA

CRD 6406744

Claim This Profile
Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-08-31
  • PA RA
    APPROVED
    Since 2018-08-31

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life King Of Prussia PA 06/2012 07/2018
Bankers Life Securities, Inc King Of Prussia PA 01/2016 06/2018
Sei Investments Oaks PA 07/2018 Present
  • 06/2012 → 07/2018
    Bankers Life
    King Of Prussia, PA
  • 01/2016 → 06/2018
    Bankers Life Securities, Inc
    King Of Prussia, PA
  • 07/2018 → Present
    Sei Investments
    Oaks, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-31
S63 Uniform Securities Agent State Law Examination 2015-02-11
  • S65 Uniform Investment Adviser Law Examination
    2018-08-31
  • S63 Uniform Securities Agent State Law Examination
    2015-02-11
Other Names
  • Luke Quimby

View on SEC IAPD

More in Oaks, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor