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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-10-31 |
Branch Locations
50 Washington St Ste 600W, Norwalk, CT 06854 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investor Services | Stamford | CT | 11/2017 | 10/2018 |
| Student | Stamford | CT | 08/2012 | 12/2016 |
| J Philip Bender | Stamford | CT | 08/2015 | 10/2017 |
| Northwestern Mutual Investment Services Llc | Stamford | CT | 06/2016 | 10/2017 |
| Mml Insurance Company | Shelton | CT | 10/2017 | 10/2018 |
| Matthew Greene | Norwalk | CT | 10/2018 | Present |
| Northwestern Mutual Investment Services Llc | Norwalk | CT | 10/2018 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2019 | Present |
1. House Rental, Not Investment-related, 39 Geriak Rd, Stamford, CT, USA, 06905, 50% Owner, Start Date: 04/01/2012, 1 hrs per week, 0 trading hrs per week, House Rental, Duties: Maintain property for tenants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-08 |
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