Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-06 |
| TX | RA | APPROVED_RES | 2025-08-05 |
Branch Locations
250 Park Avenue South Suite 500, Winter Park, FL 32789 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sm Dance Company | New York | NY | 01/2016 | Present |
| Hsbc | New York | NY | 01/2017 | 11/2017 |
| Citigroup | New York | NY | 11/2017 | 06/2019 |
| Wells Fargo, Na | Miami Beach | FL | 07/2019 | 11/2021 |
| Charles Schwab & Co., Inc. | Orlando | FL | 11/2021 | 07/2023 |
| Schwab Private Client Investment Advisory, Inc. | Orlando | FL | 11/2021 | 07/2023 |
| Morgan Stanley | Winter Park | FL | 07/2025 | Present |
*651839- SM Dance Company; Investment related-Yes; Winter Park, Florida; Dance Studio/Dance Festivals; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2016; During business hours: 0; After business hours: 4; co-owner ( passive ), my husband is the active owner. *659275- SM Dance Syndicate Investment related-Yes; Winter Park, Florida; Dance Studio; VP(proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 0; After business hours: 2; passive investor *707459- SME Events Inc; Investment related Yes; Winter Park, Florida; dance festivals/competitions; Director (proprietor, partner, officer, director, employee, trustee, agent);08/2023; During business hours: 0; After business hours: 2; investor, co-owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-28 |
Reach out to this advisor