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Inactive

John Patrick Defonso

Aqua Capital Advisors

Los Angeles, CA

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Current Employers
Aqua Capital Advisors

1901 Avenue Of The Stars Suite 1005, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2024-07-18
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-07-18

Branch Locations

1901 Avenue Of The Stars Suite 1005, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Los Angeles CA 06/1997 Present
Aqua Capital Advisors Llc Los Angeles CA 08/2016 Present
Arxstone Partners Llc Los Angeles CA 12/2014 Present
  • 06/1997 → Present
    Self-Employed
    Los Angeles, CA
  • 08/2016 → Present
    Aqua Capital Advisors Llc
    Los Angeles, CA
  • 12/2014 → Present
    Arxstone Partners Llc
    Los Angeles, CA
Previous Registrations
  • 2015-04-07 → 2025-12-31
    Arxstone Partners Llc
    Los Angeles, CA
Other Businesses

Arxstone Partners LLC/Investment related/Los Angeles, CA/President/Investment Advisor in a dormant state.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-27
  • S65 Uniform Investment Adviser Law Examination
    2012-06-27
Designations
Other Names
  • John P. Defonso

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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