Best Investors
Account
Sign in
Best Investors
Account
Sign in
Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-30 |
| CO | RA | APPROVED | 2021-02-22 |
Branch Locations
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
9800 Schwab Way, Lone Tree, CO 80124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Distributors Llc | Denver | CO | 10/2014 | 04/2018 |
| Janus Management Holdings Corp | Denver | CO | 10/2014 | 04/2018 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 02/2021 | Present |
| Schwab Wealth Advisory, Inc. | Lone Tree | CO | 02/2021 | Present |
| Modernir | Denver | CO | 05/2018 | 05/2019 |
| Alphasense | New York | NY | 05/2019 | 04/2020 |
| Unemployed | Denver | CO | 04/2020 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-03-26 |
| S65 | Uniform Investment Adviser Law Examination | 2021-02-12 |
Reach out to this advisor