Joshua Mark Eisenberg

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01

FL RA
APPROVED

Since 2025-01-01

Branch Locations

Flagler Beach, FL • United States

4345 Southpoint Blvd Suite 400, Jacksonville, FL 32216 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2009	Present
Northwestern Mutual Investment Services, Llc	Marietta	GA	11/2009	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

09/2009 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
11/2009 → Present

Northwestern Mutual Investment Services, Llc

Marietta, GA
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Previous Registrations

2007-07-13 → 2009-05-20

Td Ameritrade, Inc.

Alpharetta, GA

Fort Worth, TX
2007-07-13 → 2009-05-20

Td Ameritrade Investment Management, Llc

Rosewell, GA

Fort Worth, TX

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, JOSHUA M EISENBERG, LLC, LEGAL ENTITY, START DATE: 07/05/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. CONNER, RUNNION & EISENBERG, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 2/28/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-12
S63	Uniform Securities Agent State Law Examination	2006-09-01

S66 Uniform Combined State Law Examination

2007-07-12
S63 Uniform Securities Agent State Law Examination

2006-09-01

View on SEC IAPD