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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED 2021-04-09
PA RA APPROVED 2020-07-10
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED
    Since 2021-04-09
  • PA RA
    APPROVED
    Since 2020-07-10

Branch Locations

7672 Oswego Rd, Liverpool, NY 13090 • United States

Lima, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2014 07/2020
Ameriprise Financial Services Inc Liverpool NY 07/2020 07/2020
Ameriprise Financial Services, Llc Liverpool NY 03/2020 03/2020
Ameriprise Financial Services, Llc. Liverpool NY 07/2020 Present
Previous Registrations
  • 2015-04-01 → 2020-07-08
    Lima, NY
    St Louis, MO
    Honeoye Falls, NY
    Pittsford, NY
Other Businesses

Business Ownership; J. Myers & Family, LLC; Owner; Manage Ameriprise Business; 1813 Rochester St, , Lima, NY, 14485; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours. Outside Employment; J. Myers & Family, LLC; Owner; Manage advisory business; 1813 Rochester St, , Lima, NY, 14485; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-02
  • S66 Uniform Combined State Law Examination
    2015-01-02
Other Names
  • Justin Myers
  • Justin J Myers

View on SEC IAPD

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