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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-02
WA RA APPROVED 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2026-02-02
  • WA RA
    APPROVED
    Since 2023-11-03

Branch Locations

7139 W Deschutes Ave Ste 101, Kennewick, WA 99336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Crest Planning Kennewick WA 02/2017 10/2019
Centaurus Financial Inc. Anaheim CA 09/2018 10/2019
New York Life Insurance Company Kennewick WA 09/2014 02/2017
Rbc Capital Markets, Llc. Richland WA 10/2019 11/2023
Ameriprise Financial Services, Llc Kennewick WA 11/2023 Present
  • 02/2017 → 10/2019
    Pacific Crest Planning
    Kennewick, WA
  • 09/2018 → 10/2019
    Centaurus Financial Inc.
    Anaheim, CA
  • 09/2014 → 02/2017
    New York Life Insurance Company
    Kennewick, WA
  • 10/2019 → 11/2023
    Richland, WA
  • 11/2023 → Present
    Kennewick, WA
Previous Registrations
Other Businesses

Outside Employment; Sullivan & Blodgett, Inc.; Financial Advisor; Manage advisory business; 7139 W Deschutes Ave, Suite 101, Kennewick, WA, 99336; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-09
  • S66 Uniform Combined State Law Examination
    2020-03-09
Other Names
  • Mary Orthmann
  • Mary Alice Orthmann
  • Mary Alice Sani

View on SEC IAPD

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