Phillip Douglas Bates

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-08
NC	RA	APPROVED	2015-02-11

TX RA
APPROVED_RES

Since 2021-06-08
NC RA
APPROVED

Since 2015-02-11

Branch Locations

425-A Mcarthur Drive, Elizabeth City, NC 27909 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Poplar Branch	NC	11/2014	Present
Nc National Guard	Burlngton	NC	12/2005	Present

11/2014 → Present

Edward Jones

Poplar Branch, NC
12/2005 → Present

Nc National Guard

Burlngton, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-02

S66 Uniform Combined State Law Examination

2015-02-02

Other Names

Phillip Douglas Bates

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Exams

Other Names

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