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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-05-18 |
| TX | RA | APPROVED | 2023-05-18 |
Branch Locations
113 S Water Street, Elizabeth City, NC 27909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Elizabeth City | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Elizabeth City | NC | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Elizabeth City | NC | 05/2023 | Present |
RENTAL PROPERTY; INV-RELATED; ELIZABETH CITY, NC; 100% OWNERSHIP ; START 4/2015; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. RENTAL PROPERTY; INV RELATED; ELIZABETH CITY, NC; 100% OWNERSHIP ; START 1/2018; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. RENTAL PROPERTY; INV RELATED; ELIZABETH CITY, NC; 100% OWNERSHIP ; START 6/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. BEAVER LAKE PROPERTY MANAGEMENT GROUP, LLC, NOT INV RELATED, ELIZABETH CITY, NC, 28.57% OWNERSHIP, START: 5/10/2001, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-29 |
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