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Adam Michael Friedman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Charlotte, NC

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-26
TX RA APPROVED_RES 2018-01-26
  • FL RA
    APPROVED
    Since 2018-01-26
  • TX RA
    APPROVED_RES
    Since 2018-01-26

Branch Locations

Miami, FL • United States

6000 Fairview Rd, Charlotte, NC 28210 • United States

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Orlando FL 09/2015 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 01/2018 Present
Bank Of America, N.A. Orlando FL 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-02
  • S66 Uniform Combined State Law Examination
    2015-01-02
Other Names
  • Adam Michael Friedman
  • Adam Friedman

View on SEC IAPD

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