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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-01-09
TX RA APPROVED 2014-01-10
  • VI RA
    APPROVED
    Since 2024-01-09
  • TX RA
    APPROVED
    Since 2014-01-10

Branch Locations

303 Pearl Parkway Suite 380, San Antonio, TX 78215-1285 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Antonio TX 01/2014 Present
Previous Registrations
Other Businesses

(1) WORTH NEW YORK / EIGHTH AVENUE, 23RD FLOOR NEW YORK,NEW YORK 10018 / PARTNER / PRIVATELY HELD / 10 HRS PER MONTH / START DATE 10/18/2013. (2) CAMBRIDGE ELEMENTARY PTO; 100 TOWNSEND AVE SAN ANTONIO TEXAS; PARENT-TEACHER ORGANIZATION; 06/16/14; ELECTED OFFICIAL; OVERSEE MEETINGS & EXECUTIVE COMMITTEE; 20 HOURS DEVOTED PER MONTH; 4 HOURS DEVOTED DURING SECURITIES HOURS. (3) NAME OF ENTITY: Biomedical Forum. ADDRESS OF BUSINESS: 7620 NW Loop 410, San Antonio, TX 78227. BUSINESS DESCRIPTIONS: Trustee. BUSINESS IS/IS NOT INVESTMENT RELATED: No. PROJECTED START DATE: - 05/01/2016. CAPACITY: Board of Directors. DUTIES PERFORMED: Public Relations. HOURS DEVOTED TO THIS OBA PER MONTH: 05. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 02. (4) KK LONE STAR PROPERTIES, LLC; ADDRESS: 401 HOLLAND AVE #232, SAN ANTONIA TX, 78212; BUSINESS DESCRIPTION: REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 02/01/2017; CAPACITY: OTHER-ANALYST; DUTIES: HELP ANALYZE PROPERTIES; HOURS DEVOTED PER WEEK: 05; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (5)Name of Business: Alamo Heights Junior School PTO Business Description: non profit PTO Business is investment-related: no Address:7607 N New Braunfels San Antonio, TX 78209 Capacity: Board of Directors *, Committee/Council Member (not associated with the Board of Directors) Start Date: 09/01/19 Duties: executive committee advising the president regarding fundraising, keeping quickbooks for events Hours devoted per month: 2 hours per week Hours devoted during securities hours per month: .25 (6) NAME OF ENTITY: The NonProfit Council of San Antonio ADDRESS: 1150 Loop 1604 San Antonio TX 78248 INVESTMENT/NOT INVESTMENT RELATED: N BUSINESS DESCRIPTION: association for area nonprofit organizations CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 1/1/2022 DUTIES: general volunteer HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-02
  • S66 Uniform Combined State Law Examination
    2006-08-02
Other Names
  • Audra Anne Stasney
  • Audra Kerr

View on SEC IAPD

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