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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-01-09 |
| TX | RA | APPROVED | 2014-01-10 |
Branch Locations
303 Pearl Parkway Suite 380, San Antonio, TX 78215-1285 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Antonio | TX | 01/2014 | Present |
(1) WORTH NEW YORK / EIGHTH AVENUE, 23RD FLOOR NEW YORK,NEW YORK 10018 / PARTNER / PRIVATELY HELD / 10 HRS PER MONTH / START DATE 10/18/2013. (2) CAMBRIDGE ELEMENTARY PTO; 100 TOWNSEND AVE SAN ANTONIO TEXAS; PARENT-TEACHER ORGANIZATION; 06/16/14; ELECTED OFFICIAL; OVERSEE MEETINGS & EXECUTIVE COMMITTEE; 20 HOURS DEVOTED PER MONTH; 4 HOURS DEVOTED DURING SECURITIES HOURS. (3) NAME OF ENTITY: Biomedical Forum. ADDRESS OF BUSINESS: 7620 NW Loop 410, San Antonio, TX 78227. BUSINESS DESCRIPTIONS: Trustee. BUSINESS IS/IS NOT INVESTMENT RELATED: No. PROJECTED START DATE: - 05/01/2016. CAPACITY: Board of Directors. DUTIES PERFORMED: Public Relations. HOURS DEVOTED TO THIS OBA PER MONTH: 05. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 02. (4) KK LONE STAR PROPERTIES, LLC; ADDRESS: 401 HOLLAND AVE #232, SAN ANTONIA TX, 78212; BUSINESS DESCRIPTION: REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 02/01/2017; CAPACITY: OTHER-ANALYST; DUTIES: HELP ANALYZE PROPERTIES; HOURS DEVOTED PER WEEK: 05; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (5)Name of Business: Alamo Heights Junior School PTO Business Description: non profit PTO Business is investment-related: no Address:7607 N New Braunfels San Antonio, TX 78209 Capacity: Board of Directors *, Committee/Council Member (not associated with the Board of Directors) Start Date: 09/01/19 Duties: executive committee advising the president regarding fundraising, keeping quickbooks for events Hours devoted per month: 2 hours per week Hours devoted during securities hours per month: .25 (6) NAME OF ENTITY: The NonProfit Council of San Antonio ADDRESS: 1150 Loop 1604 San Antonio TX 78248 INVESTMENT/NOT INVESTMENT RELATED: N BUSINESS DESCRIPTION: association for area nonprofit organizations CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 1/1/2022 DUTIES: general volunteer HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-02 |
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