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Thomas Martin Black

J.P. Morgan Securities LLC

Baltimore, MD

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-20
TX RA APPROVED_RES 2024-09-18
  • MD RA
    APPROVED
    Since 2024-11-20
  • TX RA
    APPROVED_RES
    Since 2024-09-18

Branch Locations

650 S Exeter St Floor 09, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Baltimore MD 12/2015 10/2019
Brown Advisory Securities Llc Baltimore MD 10/2019 06/2024
Unemployed Baltimore MD 07/2024 08/2024
J.P. Morgan Securities Llc Baltimore MD 09/2024 Present
Jpmorgan Chase Bank, N.A. Baltimore MD 09/2024 Present
  • 12/2015 → 10/2019
    Morgan Stanley Smith Barney Llc
    Baltimore, MD
  • 10/2019 → 06/2024
    Brown Advisory Securities Llc
    Baltimore, MD
  • 07/2024 → 08/2024
    Unemployed
    Baltimore, MD
  • 09/2024 → Present
    J.P. Morgan Securities Llc
    Baltimore, MD
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Baltimore, MD
Previous Registrations
  • 2022-12-02 → 2024-01-06
    Brown Advisory
    Baltimore, MD
  • 2019-10-24 → 2022-12-31
    Brown Advisory Securities, Llc
    Baltimore, MD
  • 2016-01-29 → 2019-10-09
    Morgan Stanley
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-29
S63 Uniform Securities Agent State Law Examination 2015-07-31
  • S66 Uniform Combined State Law Examination
    2016-01-29
  • S63 Uniform Securities Agent State Law Examination
    2015-07-31

View on SEC IAPD

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EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
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