Inactive

Graham Harms

Empower Advisory Group, LLC

Greenwood Village, CO

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Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-08-27

CO RA
APPROVED

Since 2024-08-27

Branch Locations

Denver, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Empower Advisory Group, Llc	Greenwood Village	CO	05/2024	Present
Covered Insurance	Denver	CO	02/2022	04/2024
Empower Advisory Group, Llc	Greenwood Village	CO	09/2017	02/2022
Berkeley Research Group Llc	Denver	CO	09/2016	09/2017
Scl Health	Broomfield	CO	07/2015	09/2016

05/2024 → Present

Empower Advisory Group, Llc

Greenwood Village, CO
02/2022 → 04/2024

Covered Insurance

Denver, CO
09/2017 → 02/2022

Empower Advisory Group, Llc

Greenwood Village, CO
09/2016 → 09/2017

Berkeley Research Group Llc

Denver, CO
07/2015 → 09/2016

Scl Health

Broomfield, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-27

S65 Uniform Investment Adviser Law Examination

2024-08-27

Other Names

Graham Walker Harms

View on SEC IAPD

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