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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-01-16 |
| TX | RA | APPROVED_RES | 2019-01-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl | Miami | FL | 04/2015 | 11/2018 |
| Space Coast Credit Union | Miami | FL | 04/2015 | 11/2018 |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2019 | Present |
| Cetera Investment Advisers Llc | Fort Lauderdale | FL | 01/2019 | Present |
| Regions Bank | Fort Lauderdale | FL | 01/2019 | Present |
100% OWNER OF RENTAL PROPERTY @13780 SW 175TH TERRACE, MIAMI FL <1HR WK, NO SECURITIES CLIENTS OR ACTIVITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-09 |
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