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Benjamin Scott Lies

Delphi Advisers

Vancouver, WA

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Current Employers
Delphi Advisers

7018 Ne 40Th Ave Ste 101, Vancouver, WA 98661 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2026-07-15
OR RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-07-09
WA RA APPROVED 2019-08-23
  • WY RA
    APPROVED
    Since 2026-07-15
  • OR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-07-09
  • WA RA
    APPROVED
    Since 2019-08-23

Branch Locations

7018 Ne 40Th Ave Ste 101, Vancouver, WA 98661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 03/2013 04/2019
Delphi Advisers, Llc Vancouver WA 05/2019 Present
  • 03/2013 → 04/2019
    Fisher Investments
    Camas, WA
  • 05/2019 → Present
    Delphi Advisers, Llc
    Vancouver, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-19
  • S65 Uniform Investment Adviser Law Examination
    2014-11-19

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

More in Vancouver, WA

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