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Julieanne Nelle Brittain

Schwab Wealth Advisory, Inc.

San Francisco, CA

Westlake, TX

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-22
  • TX RA
    APPROVED
    Since 2020-12-22

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 06/2014 09/2017
Raymond James & Associates Boulder CO 09/2017 02/2018
Fidelity Brokerage Investments Greenwood Villlage CO 03/2018 11/2018
Td Ameritrade Southlake TX 12/2018 06/2024
Schwab Wealth Advisory Inc Westlake TX 11/2020 Present
Charles Schwab & Co., Inc. Westlake TX 11/2020 Present
  • 06/2014 → 09/2017
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 09/2017 → 02/2018
    Raymond James & Associates
    Boulder, CO
  • 03/2018 → 11/2018
    Fidelity Brokerage Investments
    Greenwood Villlage, CO
  • 12/2018 → 06/2024
    Td Ameritrade
    Southlake, TX
  • 11/2020 → Present
    Schwab Wealth Advisory Inc
    Westlake, TX
  • 11/2020 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-19
  • S66 Uniform Combined State Law Examination
    2014-12-19
Other Names
  • Julieanne Nelle Brittain
  • Julieanne Brittain

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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