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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-21 |
| LA | RA | APPROVED | 2015-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E.L.M. Management | Monroe | LA | 07/2014 | Present |
| Lpl Financial, Llc | Monroe | LA | 05/2015 | Present |
| Argent Trust Company | Monroe, | LA | 08/2025 | Present |
1. 05/1/15-E.L.M. MANAGEMENT/OUTSIDE/W-2 EMPLOYMENT/PRIMARILY MEDICAL PRACTICE ACCOUNTING/1888 HUDSON CIRCLE STE 2 MONROE, LA 71201/Start Date:08/15/2025/30 Hrs/Mth - 30 Hrs During Trading. 2. 6/27/2019 - Lewis Miller LLC - DBA: Lewis Miller Personal Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/26/2019 - 80 Hours Per Month During Securities Trading. 3) 08/27/2025 - Argent Investing Services - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/15/2025 - 30 Hrs/Mth - 30 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-03 |
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