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Syeda A Farhat

Morgan Stanley

Lawrenceville, GA

Duluth, GA

CRD 6405505

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-04
TX RA APPROVED 2024-04-01
  • GA RA
    APPROVED
    Since 2024-04-04
  • TX RA
    APPROVED
    Since 2024-04-01

Branch Locations

Lawrenceville, GA • United States

2160 Satellite Blvd Suite 150, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Houston TX 07/2016 07/2017
Jpmorgan Chase Bank Houston TX 07/2016 07/2017
Jp Morgan Chase Atlanta GA 07/2017 09/2018
Primerica Financial Services Duluth GA 09/2018 11/2023
Morgan Stanley Duluth GA 11/2023 Present
  • 07/2016 → 07/2017
    Jpmorgan Securities Llc
    Houston, TX
  • 07/2016 → 07/2017
    Jpmorgan Chase Bank
    Houston, TX
  • 07/2017 → 09/2018
    Jp Morgan Chase
    Atlanta, GA
  • 09/2018 → 11/2023
    Primerica Financial Services
    Duluth, GA
  • 11/2023 → Present
    Morgan Stanley
    Duluth, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-30
S63 Uniform Securities Agent State Law Examination 2014-12-15
  • S66 Uniform Combined State Law Examination
    2024-03-30
  • S63 Uniform Securities Agent State Law Examination
    2014-12-15
Other Names
  • Syeda Anika Farhat
  • Anika Syeda Farhat
  • Anika Farhat

View on SEC IAPD

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