Louis Robert Civitarese

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sewickley, PA
• 07/2016 → 06/2018
  Independent Options On Futures Trader
  Bridgeville, PA
• 12/2020 → 05/2023
  Stratos Wealth Advisors, Llc
  Seven Fields, PA
• 05/2023 → Present
  Three Rivers Diversified Capital
  Bridgeville, PA
• 05/2023 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2020-12-01 → 2023-05-17
  Stratos Wealth Advisors Llc
  Seven Fields, PA
  Pittsburgh, PA
• 2018-06-19 → 2020-11-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sewickley, PA
• 2015-09-22 → 2016-08-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Knoxville, TN

Other Businesses

1) 05/16/2023 - Three Rivers Diversified Capital, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 37.5hrs/month - Start Date 05/14/23 2) 05/31/2024 - Duquense University - Outside/W-2 Employment - Adjunct Professor - Not Investment Related - 600 Forbes Ave, Pittsburgh, PA 15282 - Start Date 06/03/2024 - 15 Hours Per Month/ 16 Hours During Trading 3) 05/31/2024 - Pennsylvania Trolley Museum - Non-Profit Board Member - Finance Committee - Not Investment Related - 1 Electric Wy, Washington, PA 15301 - Start Date 05/30/2024 - 3 Hours Per Month/ 0 Hours During Trading 4) 08/21/2024 - Pittsburgh North Regional Chamber - Non-Profit Board Member - Not Investment Related - 5000 BROOKTREE RD, WEXFORD PA 1509 - Start Date 07/01/2024 - 2 Hours Per Month/ 1 Hour During Trading 5) 02/13/2025 - TRDC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/22/2025 - 40 Hrs/Mth - 8 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-04-29
• S66 Uniform Combined State Law Examination
  2015-09-21

Other Names

• Louis Robert Civitarese
• Louis Civitarese