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Robert A Munoz

Citizens Securities, Inc.

Johnston, RI

New London, CT

Groton, CT

Mystic, CT

CRD 6405087

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-08
NC RA APPROVED 2026-04-28
SC RA APPROVED 2025-12-17
HI RA APPROVED 2024-11-19
NJ RA APPROVED 2024-05-15
FL RA APPROVED 2023-04-14
NY RA APPROVED 2021-04-08
CT RA APPROVED 2020-12-16
RI RA APPROVED 2019-12-13
  • AZ RA
    APPROVED
    Since 2026-06-08
  • NC RA
    APPROVED
    Since 2026-04-28
  • SC RA
    APPROVED
    Since 2025-12-17
  • HI RA
    APPROVED
    Since 2024-11-19
  • NJ RA
    APPROVED
    Since 2024-05-15
  • FL RA
    APPROVED
    Since 2023-04-14
  • NY RA
    APPROVED
    Since 2021-04-08
  • CT RA
    APPROVED
    Since 2020-12-16
  • RI RA
    APPROVED
    Since 2019-12-13

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

470 Bank Street Ms: Ct038, New London, CT 06320 • United States

816 Longhill Road Mailstop: Ct260, Groton, CT 06340 • United States

23 Broadway Mailstop: Ct-082, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Cranston RI 07/2011 02/2018
Citizens Securities Inc Cranston RI 09/2014 02/2018
Citizens Securities Inc. Cranston RI 02/2018 12/2020
Citizens Bank Cranston RI 02/2018 12/2020
Citizens Securities Inc Westwood MA 12/2020 11/2021
Citizens Bank Johnston RI 12/2020 11/2021
Citizens Securities, Inc. Johnston RI 11/2021 01/2022
Citizens Securities, Inc. Groton CT 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-02
S63 Uniform Securities Agent State Law Examination 2016-02-23
  • S65 Uniform Investment Adviser Law Examination
    2017-10-02
  • S63 Uniform Securities Agent State Law Examination
    2016-02-23
Other Names
  • Robert Munoz

View on SEC IAPD

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