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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-05 |
Branch Locations
1400 Civic Place Suite 200, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lisle | IL | 08/2014 | 10/2023 |
| Bank Of America, N.A. | Lisle | IL | 03/2015 | 10/2023 |
| Morgan Stanley Smith Barney Llc | Southlake | TX | 10/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-03 |
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