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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-25 |
| NC | RA | APPROVED | 2015-01-23 |
| CO | RA | APPROVED | 2015-01-13 |
Branch Locations
1333 W. 120Th Ave. Suite 101, Westminister, CO 80234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | Westminster | CO | 10/2014 | Present |
| Wfgia | Westminster | CO | 05/2014 | Present |
| Raytheon Corporation | Aurora | CO | 02/2000 | 01/2022 |
| Korth Family Farms, Llc | Randolph | NE | 04/2013 | Present |
| Capernaum Strategies Inc. | Thornton | CO | 12/2019 | Present |
| Wealthwave | Atlanta | GA | 01/2016 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Wealthwave | marketing | investment related | co-brand company approved through WFGIA | 1/2016 | Atlanta GA Capernaum Strategies Inc. / 1219-Present/ Investment Related: No /13318 Downing Street Thornton, CO 80241 / Partner / Pass Through / Hrs Work Monthly: 1 / Sec Trading Hrs: 0 / Pass through transfers KORTH FAMILY FARMS; NOT INVESTMENT RELATED; 86678 560 AVE, RANDOLPH NE 68771; FAMILY FARM, CULTIVATION OF AGRICULTURAL LAND FOR PURPOSE OF GROWING CROPS; PASSIVE MEMBER; 4/2013; 1 HR/MONTH; 0 HRS/MONTH; PASSIVE...
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-02-09 |
| S65 | Uniform Investment Adviser Law Examination | 2015-01-07 |
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