Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-09-08
TX RA APPROVED 2020-09-08
  • CO RA
    APPROVED
    Since 2020-09-08
  • TX RA
    APPROVED
    Since 2020-09-08

Branch Locations

1333 W. 120Th Avenue Suite 118, Westminster, CO 80234 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2009 09/2020
Raymond James Financial Services, Inc. Westminster CO 09/2020 Present
Raymond James Financial Services Advisors, Inc. Westminster CO 09/2020 Present
Mainstay Advisors Westminster CO 09/2020 Present
Hgr Reedy Llc Westminster CO 09/2020 Present
  • 06/2009 → 09/2020
    St Louis, MO
  • 09/2020 → Present
    Raymond James Financial Services, Inc.
    Westminster, CO
  • 09/2020 → Present
    Westminster, CO
  • 09/2020 → Present
    Mainstay Advisors
    Westminster, CO
  • 09/2020 → Present
    Hgr Reedy Llc
    Westminster, CO
Previous Registrations
  • 2009-08-24 → 2020-09-09
    Westminster, CO
    Westminster, CO
    Broomfield, CO
    St Louis, MO
Other Businesses

(1)Name of Business: HGR Reedy LLC Address: 1333 W 120th Ave Ste 122, Westminster, CO, 80234-2710, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/04/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: I am the sole owner and operator of this business. I run this business exclusively as an independent owner contracted to RJFS (2)Name of Business: MainStay Advisors Address: 3537 W 102nd Place , Westminster, CO, 80031, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/30/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: I am operating in my role as financial advisor in this capacity. (3)Name of Business: Pat Grady CPA Address: 1333 W 120th Ave Ste 122, Westminster, CO, 80234-2710, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/21/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be collecting rent from a tenant in our office space.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-21
  • S66 Uniform Combined State Law Examination
    2009-08-21

View on SEC IAPD

More in Westminster, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor