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Rachel Marie Ramos

Capital Client Group, Inc.

Los Angeles, CA

Los Angeles, CA

Whittier, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-29
  • CA RA
    APPROVED
    Since 2025-07-29

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Whittier, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds/Capital Client Group, Inc. Los Angeles CA 08/1998 08/2025
Capital Group, Capital Client Group, Inc Los Angeles CA 08/2025 08/2025
Capital Group, Capital Client Group, Inc Los Angeles CA 08/2025 Present
  • 08/1998 → 08/2025
    American Funds/Capital Client Group, Inc.
    Los Angeles, CA
  • 08/2025 → 08/2025
    Capital Group, Capital Client Group, Inc
    Los Angeles, CA
  • 08/2025 → Present
    Capital Group, Capital Client Group, Inc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-29
S63 Uniform Securities Agent State Law Examination 2021-12-03
  • S66 Uniform Combined State Law Examination
    2025-07-29
  • S63 Uniform Securities Agent State Law Examination
    2021-12-03
Other Names
  • Rachel Marie Childers
  • Rachel Marie Childers

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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