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Eric James Cromwell

Wells Fargo Clearing Services, LLC

Missoula, MT

Boise, ID

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2015-03-31
  • MT RA
    APPROVED
    Since 2015-03-31

Branch Locations

1800 S Russell St, Missoula, MT 59801 • United States

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Missoula MT 10/2014 11/2016
Wells Fargo Bank, Na Missoula MT 10/2006 Present
Wells Fargo Clearing Services, Llc Missoula MT 11/2016 Present
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Missoula, MT
  • 10/2006 → Present
    Wells Fargo Bank, Na
    Missoula, MT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Missoula, MT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-30
S63 Uniform Securities Agent State Law Examination 2015-03-10
  • S65 Uniform Investment Adviser Law Examination
    2015-03-30
  • S63 Uniform Securities Agent State Law Examination
    2015-03-10
Other Names
  • Eric Cromwell

View on SEC IAPD

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Other Offices

EDWARD JONES · Missoula, MT
AMERIPRISE FINANCIAL SERVICES, LLC · Missoula, MT
BANKERS LIFE ADVISORY SERVICES, INC. · Missoula, MT
AMERIPRISE FINANCIAL SERVICES, LLC · MISSOULA, MT
EDWARD JONES · MISSOULA, MT
WELLS FARGO CLEARING SERVICES, LLC · MISSOULA, MT
VALIC FINANCIAL ADVISORS, INC. · MISSOULA, MT
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Missoula, MT

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