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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
OR RA APPROVED 2015-01-15
WA RA APPROVED 2015-01-15
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • OR RA
    APPROVED
    Since 2015-01-15
  • WA RA
    APPROVED
    Since 2015-01-15

Branch Locations

14500 Se Mcloughlin Blvd, Milwaukie, OR 97267 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Milwaukie OR 10/2014 11/2016
Wells Fargo Bank, Na Milwaukie OR 07/1999 Present
Wells Fargo Clearing Services, Llc Milwaukie OR 11/2016 Present
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Milwaukie, OR
  • 07/1999 → Present
    Wells Fargo Bank, Na
    Milwaukie, OR
  • 11/2016 → Present
    Milwaukie, OR
Other Businesses

POWER OF ATTORNEY FOR AUNT; INV. RELATED; LAGUNA NIGEL, CA; START DATE 8/2019; 1 HR PER MONTH; 0 HRS DURING TRADING.; TRUSTEE FOR PARENT'S TRUST, INV RELATED, MULINO, OR, STARAT: 1/1/2023, 8 HOURS A MONTH, 0 HOURS DURING TRADING.; CO-TRUSTEE FOR MOTHER, INV RELATED, MULINO, OR, START: 1/1/2023, 16 HOURS A MONTH, 0 HOURS DURING TRADING.; CO-TRUSTEE FOR MOTHER, INV RELATED, MULINO, OR, START: 1/1/2023, 16 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-15
  • S66 Uniform Combined State Law Examination
    2015-01-15

View on SEC IAPD

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