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Babita Vijay Samtani

Wells Fargo Clearing Services, LLC

Rancho Cordova, CA

Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-06
  • CA RA
    APPROVED
    Since 2021-04-06

Branch Locations

2010 Gold Field Dr, Rancho Cordova, CA 95670 • United States

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Gold River CA 10/2014 11/2016
Wells Fargo Bank, Na Gold River CA 12/2009 Present
Wells Fargo Clearing Services, Llc Gold River CA 11/2016 Present
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Gold River, CA
  • 12/2009 → Present
    Wells Fargo Bank, Na
    Gold River, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Gold River, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-06
S63 Uniform Securities Agent State Law Examination 2015-01-22
  • S66 Uniform Combined State Law Examination
    2021-04-06
  • S63 Uniform Securities Agent State Law Examination
    2015-01-22
Other Names
  • Pooja Samtani

View on SEC IAPD

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PFS INVESTMENTS INC. · RANCHO CORDOVA, CA
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