Sheldon Gar Chun Lee

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-18
CA	RA	APPROVED	2021-01-22

TX RA
APPROVED_RES

Since 2024-12-18
CA RA
APPROVED

Since 2021-01-22

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

875 El Camino Real, San Bruno, CA 94066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	San Bruno	CA	01/2020	10/2020
Wells Fargo Bank, Na	San Bruno	CA	11/2013	Present
Wells Fargo Clearing Services, Llc	San Bruno	CA	01/2021	Present

01/2020 → 10/2020

Wells Fargo Clearing Services, Llc

San Bruno, CA
11/2013 → Present

Wells Fargo Bank, Na

San Bruno, CA
01/2021 → Present

Wells Fargo Clearing Services, Llc

San Bruno, CA

Other Businesses

RENTAL PROPERTY -SANTA; INV RELATED; DALY CITY,CA; RENTAL INCOME;33% OWNERSHIP; START DATE: 08/01/2012; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-23

S66 Uniform Combined State Law Examination

2020-11-23

Other Names

Sheldon Lee
Sheldon Gar Chun Lee

View on SEC IAPD