Best Investors Account Sign in

Frank Xiaohuan Fang

Northwestern Mutual Investment Services, LLC

Radnor, PA

Claim This Profile
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-05
  • PA RA
    APPROVED
    Since 2024-07-05

Branch Locations

170 N Radnor Chester Rd Ste 110, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Management Doylestown PA 10/2019 06/2020
Securian Financial Services St. Paul MN 10/2019 06/2020
Wells Fargo Bank Limerick PA 02/2014 10/2019
Foundations Financial Partner Doylestown PA 10/2019 06/2020
Riversedge Advisors Wilmington DE 08/2020 10/2021
Financial Independence Planning Conshohocken PA 10/2021 04/2024
Unemployed Norristown PA 07/2020 08/2020
Seth Delfiner Radnor PA 05/2024 05/2024
Cetera Advisor Networks Llc El Segundo CA 10/2021 04/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 04/2024
Wells Fargo Advisors Llc Norristown PA 09/2014 11/2016
Wells Fargo Clearing Services Llc Norristown PA 11/2016 10/2019
Seth Delfiner Radnor PA 05/2024 Present
Northwestern Mutual Investment Services Llc Radnor PA 06/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2024 Present
  • 10/2019 → 06/2020
    Virginia Asset Management
    Doylestown, PA
  • 10/2019 → 06/2020
    Securian Financial Services
    St. Paul, MN
  • 02/2014 → 10/2019
    Wells Fargo Bank
    Limerick, PA
  • 10/2019 → 06/2020
    Foundations Financial Partner
    Doylestown, PA
  • 08/2020 → 10/2021
    Riversedge Advisors
    Wilmington, DE
  • 10/2021 → 04/2024
    Financial Independence Planning
    Conshohocken, PA
  • 07/2020 → 08/2020
    Unemployed
    Norristown, PA
  • 05/2024 → 05/2024
    Seth Delfiner
    Radnor, PA
  • 10/2021 → 04/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 04/2024
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 09/2014 → 11/2016
    Wells Fargo Advisors Llc
    Norristown, PA
  • 11/2016 → 10/2019
    Wells Fargo Clearing Services Llc
    Norristown, PA
  • 05/2024 → Present
    Seth Delfiner
    Radnor, PA
  • 06/2024 → Present
    Northwestern Mutual Investment Services Llc
    Radnor, PA
  • 10/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-10
S63 Uniform Securities Agent State Law Examination 2016-12-09
  • S65 Uniform Investment Adviser Law Examination
    2022-08-10
  • S63 Uniform Securities Agent State Law Examination
    2016-12-09
Other Names
  • Xiaohuan Fang
  • Frank Xiaohuan Fang
  • Xiaohuan Fang
  • Frank Xiaohuan Fang
  • Frank Fang

View on SEC IAPD

Other Firms

NORDWAND ADVISORS
MCADAM LLC
ALTERRA IOS MANAGER, LLC
LINCOLN FINANCIAL INVESTMENTS CORPORATION
WICK CAPITAL PARTNERS, LLC
NORDWAND INVESTMENTS, LLC
V3LIMITED LLC
PRESILIUM PRIVATE WEALTH, LLC

Other Investors

GERALD JOSHUA KANE
CHRISTOPHER MICHAEL BOYLE
DOUGLAS HENRY DELONG
THEODORE WESLEY BROOKS
PATRICK JOSEPH MCGINNIS
Connor Drew Martin
JAMES FRANCIS MARTIN
Lisa Dimter

Other Offices

NORDWAND ADVISORS · RADNOR, PA
MCADAM LLC · RADNOR, PA
ALTERRA IOS MANAGER, LLC · RADNOR, PA
LINCOLN FINANCIAL INVESTMENTS CORPORATION · RADNOR, PA
WICK CAPITAL PARTNERS, LLC · WAYNE, PA
NORDWAND INVESTMENTS, LLC · RADNOR, PA
V3LIMITED LLC · RADNOR, PA
PRESILIUM PRIVATE WEALTH, LLC · RADNOR, PA

More in Radnor, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor