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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-02-15
OH RA APPROVED 2014-12-19
  • SC RA
    APPROVED
    Since 2023-02-15
  • OH RA
    APPROVED
    Since 2014-12-19

Branch Locations

1 Augusta Street Suite 301, Greenville, SC 29601 • United States

Inman, SC • United States

201 N. Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Wilmington OH 09/2014 Present
  • 09/2014 → Present
    Fifth Third Securities
    Wilmington, OH
Other Businesses

Doordash - Leesburg, OH - food delivery - driver - 15 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------------- Musical Bingo - various locations in Inman, SC - event DJ - 2 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------------- egg sales - Inman, SC - bird owner - 1 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-23
  • S66 Uniform Combined State Law Examination
    2014-12-23
Other Names
  • Tara Lynn Mcintosh

View on SEC IAPD

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