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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-01-26
  • MA RA
    APPROVED
    Since 2021-01-26

Branch Locations

Newton, MA • United States

10 Forbes Road Suite 200, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Financial Services Llc Boston MA 06/2016 07/2017
Invesco Boston MA 07/2017 07/2019
Ameriprise Financial Services Inc Boston MA 07/2019 11/2020
Commonwealth Financial Network Waltham ME 11/2020 Present
  • 06/2016 → 07/2017
    National Financial Services Llc
    Boston, MA
  • 07/2017 → 07/2019
    Invesco
    Boston, MA
  • 07/2019 → 11/2020
    Ameriprise Financial Services Inc
    Boston, MA
  • 11/2020 → Present
    Waltham, ME
Previous Registrations
Other Businesses

Fixed insurance sales; as of 01/11/2021; Less than 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-16
S63 Uniform Securities Agent State Law Examination 2017-03-10
  • S66 Uniform Combined State Law Examination
    2017-08-16
  • S63 Uniform Securities Agent State Law Examination
    2017-03-10
Other Names
  • Eric Merrigan
  • Eric Paul Merrigan

View on SEC IAPD

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