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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-01-26 |
Branch Locations
10 Forbes Road Suite 200, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Financial Services Llc | Boston | MA | 06/2016 | 07/2017 |
| Invesco | Boston | MA | 07/2017 | 07/2019 |
| Ameriprise Financial Services Inc | Boston | MA | 07/2019 | 11/2020 |
| Commonwealth Financial Network | Waltham | ME | 11/2020 | Present |
Fixed insurance sales; as of 01/11/2021; Less than 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-10 |
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