Ronald Allen Schwarz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 10/2021
  Grove Point Investments, Llc.
  Rockville, MD
• 04/2021 → 10/2021
  Grove Point Advisors, Llc
  Rockville, MD
• 10/2021 → Present
  The Investment Center, Inc.
  N. Bethesda, MD
• 10/2021 → Present
  Ic Advisory Services, Inc.
  N. Bethesda, MD
• 03/2025 → Present
  Lpl Financial Llc
  N. Bethesda, MD
• 03/2025 → Present
  Lpl Financial Llc
  N. Bethesda, MD

Previous Registrations

• 2021-10-18 → 2025-03-06
  Ic Advisory Services, Inc.
  N. Bethesda, MD
  Bedminster, NJ
• 2021-04-01 → 2021-10-20
  Grove Point Advisors, Llc
  Rockville, MD
  Rockville, MD
  North Bethesda, MD
• 2007-01-03 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  N. Bethesda, MD

Other Businesses

1. SYMPHONY PARK HOA. BOARD OF DIRECTORS. DUTIES: TO MAKE DECISIONS REGARDING MAINTAINING THE PHYSICAL GROUNDS OF THE TOWNHOUSE COMMUNITY WHERE I LIVE. TIME DEVOTED: 1-20%. ANNUAL INCOME: ZERO. SEPARATE D&O: AMERICAN ALTERNATIVE INSURANCE (POLICY# [REDACTED]). DATE ESTABLISHED: 12/15/2020. 2. RAS FINANCIAL SERVICES (DBA). SOLE PROP. AGENT/REP. DUTIES: OFFERRING FULL SERVICE FINANCIAL ADVICE & PLANNING TO MY CLIENTS - ACTING AS A FIDUCIARY. TIME DEVOTED: >60%. ANNUAL INCOME: >60%. DATE ESTABLISHED: 07/01/2006. 3. TUTOR, VOLUNTEER. HELP PUBLIC SCHOOL 4TH GRADERS WITH MATH ASSIGNMENTS ONCE A WEEK. TIME DEVOTED: 1-20%, ANNUAL INCOME: 1-20%. ESTABLISHED 4/19/2023

Exams

• S66 Uniform Combined State Law Examination
  2006-12-27