Lucas Chase

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 03/2024
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 01/2017 → 03/2024
  Schwab Private Client Investment Advisory, Inc.
  Indianapolis, IN
• 03/2024 → Present
  Raymond James Financial Services Inc.
  Southfield, MI
• 03/2024 → Present
  Raymond James Financial Service Advisors Inc.
  Southfield, MI

Previous Registrations

• 2017-01-09 → 2023-07-03
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN
• 2016-06-29 → 2017-01-09
  Charles Schwab & Co., Inc.
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2016-06-29
• S63 Uniform Securities Agent State Law Examination
  2015-03-20

Other Names

• Lucas David Chase