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Patrick Francis Sullivan

Connecticut Wealth Management, LLC

Farmington, CT

CRD 6403514

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Employer firm

Connecticut Wealth Management, LLC CRD 154310

$4.48B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Connecticut Wealth Management, Llc

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-01-20
  • CT RA
    APPROVED
    Since 2022-01-20

Branch Locations

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sullivan & Company Cpas Bethesda MD 09/2013 10/2016
Asset Strategies, Inc. Avon CT 12/2016 10/2021
Connecticut Wealth Management, Llc Farmington CT 10/2021 01/2023
Connecticut Wealth Management, Llc Farmington CT 01/2023 01/2024
Connecticut Wealth Management, Llc Farmington CT 01/2024 Present
Designations
  • Certified Financial Planner

View on SEC IAPD

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