Dustin C Sutton

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2024-04-26

UT RA
APPROVED

Since 2024-04-26

Branch Locations

3780 S West Temple Dr Ste 101, Salt Lake City, UT 84115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American United Life	Cottonwood Heights	UT	01/2016	04/2024
Oneamerica Securities	Cottonwood Heights	UT	03/2016	04/2024
Silver Key Benefits	Salt Lake City	UT	01/2016	Present
Ae Wealth Management, Llc	Topeka	KS	04/2024	Present

01/2016 → 04/2024

American United Life

Cottonwood Heights, UT
03/2016 → 04/2024

Oneamerica Securities

Cottonwood Heights, UT
01/2016 → Present

Silver Key Benefits

Salt Lake City, UT
04/2024 → Present

Ae Wealth Management, Llc

Topeka, KS

Other Businesses

1.) Silver Key Benefits, Inc; Yes Investment Related; 3780 S West Temple Dr, Ste 101, Salt Lake City, UT 84115; Insurance Sales; POSITION President; Start Date 01/2016; Approx. 120 hours a month; Approx. 120 hours during trading; Insurance Sales and Services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-25
S63	Uniform Securities Agent State Law Examination	2015-04-10

S65 Uniform Investment Adviser Law Examination

2024-03-25
S63 Uniform Securities Agent State Law Examination

2015-04-10

View on SEC IAPD