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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

22953 Twain Harte Dr, Twain Harte, CA 95383 • United States

2175 W Grant Line Rd, Tracy, CA 95377 • United States

292 Cherry Ln, Manteca, CA 95337 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pleasanton CA 09/2014 06/2018
Morgan Stanley Private Bank, National Association New York NY 12/2015 06/2018
Bank Of The West Ripon CA 06/2018 12/2021
Bancwest Investment Services, Inc. Ripon CA 06/2018 12/2021
U.S. Bancorp Investments, Inc. Manteca CA 12/2021 02/2026
U.S. Bank Modesto CA 12/2021 07/2023
U.S. Bancorp Advisors, Llc Manteca CA 02/2026 Present
  • 09/2014 → 06/2018
    Pleasanton, CA
  • 12/2015 → 06/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2018 → 12/2021
    Bank Of The West
    Ripon, CA
  • 06/2018 → 12/2021
    Bancwest Investment Services, Inc.
    Ripon, CA
  • 12/2021 → 02/2026
    Manteca, CA
  • 12/2021 → 07/2023
    U.S. Bank
    Modesto, CA
  • 02/2026 → Present
    Manteca, CA
Previous Registrations
  • 2022-01-10 → 2026-02-13
    Turlock, CA
    Modesto, CA
    Modesto, CA
    Modesto, CA
    Santa Barbara, CA
    Tracy, CA
    Twain Harte, CA
    Manteca, CA
    Modesto, CA
    Turlock, CA
    Angels Camp, CA
    Modesto, CA
    Modesto, CA
    Patterson, CA
  • 2018-07-11 → 2022-01-14
    Bancwest Investment Services, Inc.
    Modesto, CA
    Waterford, CA
    Ripon, CA
    Tracy, CA
    Turlock, CA
    Patterson, CA
    Newman, CA
    Oakdale, CA
    Escalon, CA
  • 2016-01-01 → 2018-05-21
    Pleasanton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-31
  • S66 Uniform Combined State Law Examination
    2015-12-31

View on SEC IAPD

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