Matthew James Alspaugh

Current Employers

Employment History

• 01/2016 → 09/2017
  American United Life
  Indianapolis, IN
• 02/2016 → 09/2017
  Oneamerica Securities
  Indianapolis, IN
• 10/2017 → 06/2019
  Cadaret, Grant & Co., Inc.
  Indianapolis, IN
• 06/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2018 → Present
  Cwm, Dba Carson Group Partners
  Indianapolis, IN
• 09/2017 → Present
  Wealthcare Partners Ltd
  Indianapolis, IN

Previous Registrations

• 2017-10-18 → 2019-06-14
  Cadaret, Grant & Co., Inc.
  Indianapolis, IN
• 2016-02-22 → 2017-09-20
  Oneamerica Securities, Inc.
  Carmel, IN
• 2015-06-10 → 2016-02-02
  Pruco Securities, Llc.
  Indianapolis, IN

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON GROUP PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: PARAPLANNER START DATE: 10/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDING DAILY OPERATIONAL SUPPORT TO CLIENTS AND PREP MATERIAL FOR MEETINGS 2. NAME OF OTHER BUSINESS: WEALTHCARE PARTNERS LTD INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR PROVIDING FINANCIAL SERVICES START DATE: 9/2017 POSITION/TITLE/RELATIONSHIP: PARAPLANNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDING DAILY OPERATIONAL SUPPORT TO CLIENTS AND PREP MATERIAL FOR MEETINGS

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-27
• S63 Uniform Securities Agent State Law Examination
  2014-12-18

Other Names

• Matthew Alspaugh