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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-22 |
Branch Locations
3596 Maple Avenue Suite A, Zanesville, OH 43701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Zanesville | OH | 01/2015 | Present |
| Stratos Wealth Partners, Ltd | Zanesville | OH | 02/2015 | 03/2024 |
| Modern Gentleman, Llc | Heath | OH | 01/2015 | Present |
| Wdw Llc | Heath | OH | 01/2015 | Present |
| Wyco, Llc | Heath | OH | 01/2015 | Present |
| Independent Advisor Alliance | Zanesville | OH | 03/2024 | Present |
1) 01/02/2015: MODERN GENTLEMAN, LLC - NOT INV REL - HOME BASED - OWNER - START 09/14/2012 - NO BUSINESS BEING DONE 2) 01/02/2015: WDW LLC - NOT INV REL - HOME BASED - OWNER - NOT TIME SPENT - NO BUSINESS BEING DONE 3) 01/02/2015: WYCO, LLC - NOT INV REL - HOME BASED - OWNER - NOT TIME SPENT - NO BUSINESS BEING DONE 4) 11/01/2016: 774 LARKSPUR LLC - INV REL - 774 LARKSPUR DRIVE, NEWARK, OH 43055 - 11/15/2016 - 1 HR/MO NOT DURING SECS TRDG 5) 11/5/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/17/2018 - 4 Hours Per Month During Securities Trading. 6) 11/3/2020 - Credo Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month During Securities Trading. 7) 05/29/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 160 Hours per Month/ During Trading - I provide investment advisory services through Independent Advisor Alliance, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 02/17/2026 - Buckeye Valley YMCA - Outside/W-2 Employment - Spinning Instructor - Not Investment Related - Newark, OH - Start Date 02/12/2026 - 1 hour per month/ 0 hours during trading
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