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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-22
  • OH RA
    APPROVED
    Since 2024-03-22

Branch Locations

3596 Maple Avenue Suite A, Zanesville, OH 43701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Zanesville OH 01/2015 Present
Stratos Wealth Partners, Ltd Zanesville OH 02/2015 03/2024
Modern Gentleman, Llc Heath OH 01/2015 Present
Wdw Llc Heath OH 01/2015 Present
Wyco, Llc Heath OH 01/2015 Present
Independent Advisor Alliance Zanesville OH 03/2024 Present
  • 01/2015 → Present
    Lpl Financial Llc
    Zanesville, OH
  • 02/2015 → 03/2024
    Zanesville, OH
  • 01/2015 → Present
    Modern Gentleman, Llc
    Heath, OH
  • 01/2015 → Present
    Wdw Llc
    Heath, OH
  • 01/2015 → Present
    Wyco, Llc
    Heath, OH
  • 03/2024 → Present
    Independent Advisor Alliance
    Zanesville, OH
Previous Registrations
Other Businesses

1) 01/02/2015: MODERN GENTLEMAN, LLC - NOT INV REL - HOME BASED - OWNER - START 09/14/2012 - NO BUSINESS BEING DONE 2) 01/02/2015: WDW LLC - NOT INV REL - HOME BASED - OWNER - NOT TIME SPENT - NO BUSINESS BEING DONE 3) 01/02/2015: WYCO, LLC - NOT INV REL - HOME BASED - OWNER - NOT TIME SPENT - NO BUSINESS BEING DONE 4) 11/01/2016: 774 LARKSPUR LLC - INV REL - 774 LARKSPUR DRIVE, NEWARK, OH 43055 - 11/15/2016 - 1 HR/MO NOT DURING SECS TRDG 5) 11/5/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/17/2018 - 4 Hours Per Month During Securities Trading. 6) 11/3/2020 - Credo Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month During Securities Trading. 7) 05/29/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 160 Hours per Month/ During Trading - I provide investment advisory services through Independent Advisor Alliance, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 02/17/2026 - Buckeye Valley YMCA - Outside/W-2 Employment - Spinning Instructor - Not Investment Related - Newark, OH - Start Date 02/12/2026 - 1 hour per month/ 0 hours during trading

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