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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-06-30 |
| NM | RA | APPROVED | 2015-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roswell | NM | 09/2014 | Present |
| Bank Of America N.A. | Roswell | NM | 12/2014 | Present |
I*85903FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ALTRUSA INTERNATIONAL FOUNDATION OF ROSWELL, NMINVESTMENT RELATED: NADDRESS OF BUSINESS:ROSWELL, NEW MEXICO 88202NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 6/24/2015NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: A NOT-FOR-PROFIT CORPOATION THAT FOCUSES ON IMPROVING THE QUALITY OF LIFE IN OUR COMMUNITY, AND LITERACY PROJECTS. I HAVE RECENTLY BEEN ELECTED TO RECORDING SECRETARY, AND PARTICIPATE IN THE BREAST CANCER AND FUNDRAISING COMMITTEE. I*2026441, Entity Type, Name of OBA: Rental Property 1, Address: Roswell, NM, 88201, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 10/01/2024, No Hours: 0, No Hours during trading: 0, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-14 |
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