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Samuel Quinones

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Riverside, RI

Cranston, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2018-06-04
TX RA APPROVED_RES 2018-05-23
  • RI RA
    APPROVED
    Since 2018-06-04
  • TX RA
    APPROVED_RES
    Since 2018-05-23

Branch Locations

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Cranston, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 09/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-01
S63 Uniform Securities Agent State Law Examination 2015-01-26
  • S66 Uniform Combined State Law Examination
    2018-06-01
  • S63 Uniform Securities Agent State Law Examination
    2015-01-26
Other Names
  • Samuel Jr Quinones
  • Sam Quinones

View on SEC IAPD

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